INVESTORS (IRA Transfers)

1.Account Application:

On Page 1, please initial on the top of the form
On page 1 (Step 1), please detail your Name, and Type of Account
On Pages 2-3, complete Step 2
On Pages 3, please complete if applicable
On Page 4 (Step 4), provide source of funds, and then initial
On Page 5 (Step 5), please complete form. If you want to choose these type of investments, selecting “Growth, Maximum Growth, and Speculation” is appropriate
Complete Step 6 if you would like to add a trusted contact
Complete Step 7 and 8
On Page 6, initial Step 9
On Page 7, initial Step 10
On Page 8 (Step 12), please sign by “Account Holder”
Please attach a copy of your driver license

2. Account Transfer:

Within Section 2, select either a (1) Full Account Transfer or (2) Partial Account Transfer. If a Partial Account Transfer, please provide detail (cash or securities) to be transferred
Please sign Section 3 by “Account Holder”
Provide a copy of a recent brokerage statement from the IRA account you’re transferring. (We will use your statement to complete the remainder of the form)

3. CM Capital Contract:

Complete the CM Capital Contract
Initial section 2a, 2b, 2c, and 2d
Initial 1st paragraph of Section 3 (Discretionary Investment Management)
Initial 1st paragraph of Section 17
Complete page 7 with your address, phone, and email
Sign and date page 6 (directly below section 19)
Initial page 9 (exhibit 2). Please initial both sections on the bottom. Please note that processing fees for this deal costs ~$35 a month to the account
Complete the pages 11-13

4. LOA Authorization Form

Sign and complete LOA authorization form to allow for the transfer of retirement funds

5. Adoption Agreement

REDEFINING URBAN LUXURY